DARRELL DOUGLAS MEDLEY

DARRELL DOUGLAS MEDLEY is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 10275 HIGGINS ROAD, SUITE 200, ROSEMONT, IL, 60018.

DARRELL DOUGLAS MEDLEY has worked at PRUCO SECURITIES, LLC. since February 19, 1985

Disclosure History

DARRELL DOUGLAS MEDLEY has 2 Disclosure Event(s).

Date: February 17, 2011
Category: Customer Dispute
Allegations: REGARDING THE 2010 PURCHASE OF A VARIABLE LIFE INSURANCE POLICY, THE CLIENT ALLEGED THAT THE REP DID NOT DISCLOSE ALL THE FACTS REGARDING INTERNAL REPLACEMENT.
Settlement Amount: $5,628.90

Date: July 02, 1999
Category: Customer Dispute
Allegations: REGARDING THE 1997 PURCHASE OF TWO VARIABLEANNUITIES, THE CLIENT ALLEGED MISREPRESENTATION CONCERNINGFAILURE TO DISCLOSE WITHDRAWAL AND SURRENDER CHARGES.COMPENSATORY DAMAGES IN THE APPROXIMATE AMOUNT OF $16,480.50WERE ALSO ALLEGED.
Damage Amount Requested: $16,480.50
Broker Comment: THE COMPANY SENT THE CLIENT A LETTER OF EXPLANATION REGARDING HIS POLICIES. THIS MATTER IS BEING REPORTED CONSISTENT WITH NASDR RULES PERTAINING TO THE REPORTING OF CERTAIN WRITTEN CUSTOMER COMPLAINTS. THE COMPANY BY THIS FILING MAKES NO ALLEGATIONS REGARDING THE ACTIONS OF THE REPRESENTATIVE.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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