DARRELL LOUDETTE THOMPSON

DARRELL LOUDETTE THOMPSON is currently employed as a Broker and/or Investment Adviser at CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. located at 161 BAY STREET, SUITE 3000, TORONTO, , M5J 2S1.

DARRELL LOUDETTE THOMPSON has worked at CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. since December 05, 2013

Disclosure History

DARRELL LOUDETTE THOMPSON has 1 Disclosure Event(s).

Date: July 27, 2012
Category: Customer Dispute
Allegations: CLIENT COMPLAINT REGARDING LOSSES, COMMISSION CHARGES, SUITABILITY AND FAILURE TO FOLLOW AGREED UPON RECOMMENDATIONS. WE RECEIVED THE COMPLIANT FROM THE CLIENT FOR CORP. HOWEVER THE CLIENT ALSO MADE REFERENCES TO OUR CANADIAN PARENT COMPANY MPW INC. WHICH WE FILED WITH THE PROPER REGULATORS IN CANADA AS WELL.

More Information

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