DARREN MARK HOWCROFT is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 11 TRIANGLE PARK DRIVE, CONCORD, NH, 03301.
DARREN MARK HOWCROFT has worked at CETERA INVESTMENT SERVICES LLC since March 10, 2010
Disclosure History
DARREN MARK HOWCROFT has 3 Disclosure Event(s).
Date: April 19, 2005 Category: Customer Dispute Allegations: CLIENTS ARE UPSET OVER MARKET LOSS INCURRED IN THEIR ACCOUNT AND ARE ASKING THAT A CREDIT BE APPLIED TO THE ACCOUNT. Damage Amount Requested: $25,000.00 Settlement Amount: $1,465.23
Date: October 22, 1984 Category: Criminal Charges: THEFT $4. Disposition: THE RESULT WAS EITHER A VIOLATION ORMISDEMEANOR. THE COURT DESTROYED THE RECORDS AFTER SEVENYEARS. PAID FINE OF $100. Broker Comment: Not Provided
Date: January 04, 1984 Category: Criminal Charges: 1 COUNT THEFT BY UNAUTHORIZED TAKING, MISDEMEANOR, PLEAD NOLO CONTENDRE, PAID $100. FINE ON 2/22/1984 Charge Type: MISDEMEANOR Disposition: A) NOLO CONTENDRE, B) 2/22/1984, C)MISDEMEANOR- PAID FINE $100- NO SENTENCE, D) NO SENTENCE, E) NO SENTENCE, F) $100. FINE, G) 2/22/1984 Broker Comment: ON 1/4/19884 I MOVED A STATUE FROM THE FRONT DESK OF MY DORM FOYER JTO MY ROOM. I WAS ARRESTED THE SAME DATE AND PLED NOLO CONTENDRE ON 2/22/1984. I PAID A $100 FINE ON 2/22/1984.
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