DARREN KIPNIS

DARREN KIPNIS is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 101 E KENNEDY BLVD, TAMPA, FL, 33602.

DARREN KIPNIS has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since March 18, 2002

Disclosure History

DARREN KIPNIS has 1 Disclosure Event(s).

Date: August 08, 2011
Category: Customer Dispute
Allegations: THE CUSTOMER ALLEGES FAILURE TO FOLLOW INSTRUCTIONS IN AUGUST 2011. COMPENSATORY DAMAGES ARE NOT SPECIFIED.
Broker Comment: MERRILL LYNCH AND MR. KIPNIS DENIED THE CLIENT'S ALLEGATIONS IN THEIR ENTIRETY.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for DARREN KIPNIS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.