DARRIN MICHAEL CONRAD

DARRIN MICHAEL CONRAD is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 121 RUE DE YOE, MODESTO, CA, 95354.

DARRIN MICHAEL CONRAD has worked at LPL FINANCIAL LLC since June 13, 2016

Disclosure History

DARRIN MICHAEL CONRAD has 1 Disclosure Event(s).

Date: July 12, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: My ex-wife made a compromise with Chase regarding a credit card that she had used in association with her restaurant business. She made this compromise before our divorce was final and in turn it became attached to my credit report.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for DARRIN MICHAEL CONRAD, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.