DARYL ALLAN SALCEDO

DARYL ALLAN SALCEDO is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 5441 CLAYTON RD, CLAYTON, CA, 94517.

DARYL ALLAN SALCEDO has worked at LPL FINANCIAL LLC since October 20, 2014

Disclosure History

DARYL ALLAN SALCEDO has 3 Disclosure Event(s).

Date: April 30, 2011
Category: Employment Separation After Allegations
Firm Name: CHASE INVESTMENT SERVICES CORP
Termination Type: Voluntary Resignation
Allegations: REGISTERED REP RESIGNED WHILE UNDER INVESTIGATION FOR HAVING CLIENT FILES FROM A FORMER EMPLOYER.
Broker Comment: REGISTERED REP WAS UNAWARE OF THE INTERNAL INVESTIGATION AT THE TIME HE RESIGNED. HE VOLUNTARILY RESIGNED TO ACCEPT AN OFFER AT ANOTHER FINANCIAL INSTITUTION.

Date: December 01, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: SECOND MORTGAGE HAS BEEN PAID AND SETTLED IN 2010.

Date: December 01, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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