DAVE ERIK KRUECKEL is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 250 MUNOZ RIVERA AVENUE, SAN JUAN, PR, 00918.
DAVE ERIK KRUECKEL has worked at UBS FINANCIAL SERVICES INC. since May 19, 2009
Disclosure History
DAVE ERIK KRUECKEL has 2 Disclosure Event(s).
Date: May 12, 2016 Category: Customer Dispute Allegations: Claimants allege misrepresentations, unsuitability, and over concentration concerning their investments in closed-end funds and Puerto Rico municipal bonds. Time frame: unspecified. Damage Amount Requested: $319,397.82
Date: November 23, 2006 Category: Regulatory
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