DAVID ADEYEMI ADEFESO

DAVID ADEYEMI ADEFESO is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 500 S. GRAND AVENUE, SUITE 1650, LOS ANGELES, CA, 90071.

DAVID ADEYEMI ADEFESO has worked at AXA ADVISORS, LLC since March 01, 2002

Disclosure History

DAVID ADEYEMI ADEFESO has 1 Disclosure Event(s).

Date: July 14, 2015
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT THE LIFE INSURANCE POLICY THEY PURCHASED IN 2012 WAS UNSUITABLE.
Broker Comment: The Firm found no basis to the customer complaint.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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