DAVID LARSEN AGUIRRE is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 7518 SOUTH 240 EAST, MIDVALE, UT, 84047-0757.
DAVID LARSEN AGUIRRE has worked at NYLIFE SECURITIES LLC since November 03, 1983
Disclosure History
DAVID LARSEN AGUIRRE has 2 Disclosure Event(s).
Date: January 04, 2000 Category: Customer Dispute Allegations: WITH REGARD TO A VARIABLE ANNUITY PURCHASED IN 1996, THE CUSTOMER ALLGES THAT SHE DID NOT UNDERSTAND SHE WAS PURCHASING AN ANNUITY. THE CUSTOMER ALLEGES SHE THOUGHT SHE WAS REINSTATING AN ORIGINAL POLICY WHICH SHE HAD TRANSFERRED TO ANOTHER COMPANY. CUSTOMER IS UNHAPPY WITH SURRENDER CHARGES ASSOCIATED WITH THE ANNUITY. Damage Amount Requested: $113,849.78 Broker Comment: UPON REVIEW OF POLICY RECORDS AND DATA, NEW YORK LIFE DID NOT FIND SUFFICIENT EVIDENCE TO SUPPORT THE CUSTOMER'S CLAIMS. THERE HAS BEEN NO OFFER OF COMPENSATORY DAMAGES TO THE CUSTOMER.
Date: December 10, 1999 Category: Customer Dispute Allegations: CUSTOMER CONTENDS SHE WAS MIS REPRESENTED CONERING DEFFERRED SALES CHARGES AS A RESULT OF A 1035 EXCHANGE Damage Amount Requested: $8,465.04
More Information
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