DAVID PHILIP ANTYPAS is currently employed as a Broker and/or Investment Adviser at IFS SECURITIES located at 3414 PEACHTREE RD NE, SUITE 1020, ATLANTA, GA, 30326-1184.
DAVID PHILIP ANTYPAS has worked at IFS SECURITIES since May 22, 2018
Disclosure History
DAVID PHILIP ANTYPAS has 3 Disclosure Event(s).
Date: April 19, 2018 Category: Employment Separation After Allegations Firm Name: cfd Investments, Inc. Termination Type: Permitted to Resign Allegations: Financial Adviser employed an assistant at his branch location that retained an association with Financial Adviser's prior firm. Client service requests for prior firm were addressed by that assistant while using this access to the other firm information. This was done without the knowledge and consent of the firm. Broker Comment: My assistant's status was disclosed twice. Once on a conference call that CFD Investments recorded.
Date: December 06, 2017 Category: Employment Separation After Allegations Firm Name: LPL Financial LLC Termination Type: Discharged Allegations: Terminated after Firm discovered representative's family members were listed as beneficiary on one customer account, in violation of Firm policy. Broker Comment: Representative researched related person under new accounts in LPL system and did not see mention of sister(s) being immediate family members under that definition. It was later discovered that it is a different definition from beneficiary related rules.
Date: August 17, 2016 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT INVESTMENTS IN REITS, ANNUITIES AND JUNK BONDS WERE MISREPRESENTED AND WERE UNSUITABLE. Damage Amount Requested: $237,000.00 Broker Comment: FIRM REVIEWED COMPLAINT AND DENIED ALLEGATIONS. All INVESTMENTS IN QUESTION MADE MONEY.
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