DAVID SHANNON ARMSTRONG

DAVID SHANNON ARMSTRONG is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 200 ROUTE 31 N, FLEMINGTON, NJ, 08822.

DAVID SHANNON ARMSTRONG has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

DAVID SHANNON ARMSTRONG has 2 Disclosure Event(s).

Date: January 13, 2003
Category: Customer Dispute
Allegations: CLIENT ALLEGES OMISSION OF FACTS AT TIME OF SOLICITATION OF VARIABLE ANNUITY. NO SPECIFIC DAMAGES ALLEGED.

Date: April 30, 2002
Category: Customer Dispute
Allegations: THE CLIENT CALIMED UNSUITABILITY AND MISREPRESENTATION WITH REGARD TO SETTING UP A MANAGED ACCOUNT - 12/00 TO 8/24/2001.
Damage Amount Requested: $6,527.00
Broker Comment: THE CLAIM WAS DENIED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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