DAVID BRETT BEAM is currently employed as a Broker and/or Investment Adviser at LINCOLN FINANCIAL SECURITIES CORPORATION located at 4000 WESTCHASE BOULEVARD, SUITE 300, RALEIGH, NC, 27607.
DAVID BRETT BEAM has worked at LINCOLN FINANCIAL SECURITIES CORPORATION since October 01, 1997
DAVID BRETT BEAM has 3 Disclosure Event(s).
Date: June 04, 2004 Category: Customer Dispute Allegations: CLIENT'S SPOUSE PASSED AWAY. MET WITH REPRESENTATIVE FOR ASSISTANCE WITH HER FINANCIALS. CLIENT ALLEGES VARIABLE UNIVERSAL LIFE POLICY UNSUITABLE FOR HER NEEDS. NEVER PROVIDED HER WITH DOCUMENTATION ABOUT ANNUITY POLICY. COMPENSATORY DAMAGES UNKNOWN Settlement Amount: $17,000.00
Date: September 17, 2001 Category: Customer Dispute Allegations: CLIENT ALLEGES REP SOLD HER AN UNSUITABLE VARIABLE UNIVERSAL LIFE INSURANCE POLICY, AS IT RELATES TO DEATH AMOUNT. NO ALLEGED COMPENSATORY DAMAGE AMOUNT SPECIFIED. Broker Comment: A LETTER ADDRESSING HTE CLIENT'S CONCERNS WAS MAILED TO THE CLIENT ON SEPTEMBER 27, 2001. NOTHING FURTHER HAS BEEN HEARD FROM THE CLIENT.
Date: September 13, 1989 Category: Criminal Charges: SPEEDING, NOT STOPPING FOR A STOP SIGN, NOTSTOPPING IMMEDIATELY FOR A POLICE OFFICER; COVERING OF LICENSEPLATE COVERED BY A TOWEL HANGING FROM THE TRUNK; TAKINGPLANTS-4 PLANTS-DID HAVE RECEIPT. Disposition: MISDEMANORS. PAID COURT COST ONLY; PROBATION 2YEARS; DID HOURS OF CIVIC WORK AT UNITED WAY. Broker Comment: Not Provided
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