DAVID FREDERIC BECK

DAVID FREDERIC BECK is currently employed as a Broker and/or Investment Adviser at VOYA FINANCIAL ADVISORS, INC. located at 1919 GALLOWS ROAD STE 600, VIENNA, VA, 22182.

DAVID FREDERIC BECK has worked at VOYA FINANCIAL ADVISORS, INC. since July 06, 2006

Disclosure History

DAVID FREDERIC BECK has 2 Disclosure Event(s).

Date: August 06, 2008
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT WHEN HE INCREASED THE FACE AMOUNT OF HIS VARIABLE LIFE INSURANCE POLICY IN APRIL 1991 THE REPRESENTATIVE FAILED TO ADVISE HIM TO INCREASE THE PREMIUM, WHICH CAUSED THE POLICY TO LAPSE. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED.

Date: May 28, 2002
Category: Customer Dispute
Allegations: REGARDING AUGUST 1998 PURCHASE, THE CLIENT ALLEGED MISREPRESENTATION CONCERNING THE FAILURE TO DISCLOSE POLICY CHARGES. THE CLIENT ALLEGED THAT THE AGENT ASSURED HIM THERE WOULD BE NO COSTS TO THIS CONTRACT. THE INSURED DID NOT ALLEGE ANY SPECIFIED DAMAGES. HOWEVER, THE COMPANY'S GOOD FAITH DETERMINATION ESTIMATES THEM TO BE APPROXIMATELY $8376.84.
Damage Amount Requested: $8,376.84

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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