DAVID EDWARD BEHLER is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 9350 E ARAPAHOE RD 4TH FL, [MB-RBO], GREENWOOD VILLAGE, CO, 80112.
DAVID EDWARD BEHLER has worked at WELLS FARGO CLEARING SERVICES, LLC since January 03, 2011
DAVID EDWARD BEHLER has 2 Disclosure Event(s).
Date: September 28, 1995 Category: Customer Dispute Allegations: CUSTOMER ALLEGES LOSSES OF $109,527.08RESULTING FROM MUTUAL FUND RECOMMENDATIONS. Damage Amount Requested: $109,527.08 Damages Granted: $26,400.00 Broker Comment: AN ARBITRATION PANEL HELD THAT ALL CLAIMSALLEGING COMMON LAW AND STATUATORY FRAUD, INCLUDING STATE ANDFEDERAL SECURITIES LAW FRAUD CLAIMS, BE DISMISSED AND THAT THECLIENT BE REIMBURSED AN AMOUNT EQUAL TO THE COMMISSIONS PAID($26,400) PLUS INTEREST.Not Provided
Date: December 19, 1964 Category: Criminal Charges: PETTY THEFT. APPROXIMATELY $5.00 WORTH OFHAMBURGERS AND FRENCH FRIES. Disposition: NEVER CHARGED/CASE DISMISSED. Broker Comment: IN THE SUMMER OF 1964 (AGE 19) FOUR OF US(INCLUDING MYSELF) REFUSED TO PAY FOR APPROXIMATELY $5.00 INHAMBURGERS FROM A ROCKYBILT RESTAURANT IN LAKEWOOD, COLORADO. ITWAS FELT THE SERVICE AND QUALITY OF FOOD WAS BELOW MINIMUMSTANDARDS AND NOT ACCEPTABLE. AS WE WALKED AWAY FOR THERESTAURANT, WE WERE APPREHENDED BY THE JEFFERSON COUNTYSHERIFF'S OFFICE. THE THE BEST OF MY KNOWLEDGE, WE WERE NEVERFORMALLY CHARGED. SUBSEQUENT TO THIS INCIDENT, I SERVED IN THEU.S. ARMY (SPECIAL FORCES) AND I WAS A SPECIAL AGENT FOR 12YEARS IN THE UNITED STATES SECRET SERVICE. I WAS GRANTEDAPPROPRIATE SECRET AND WHITE HOUSE CLEARANCES.
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