David ROBERT Bier is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 111 E KILBOURN AVE, MILWAUKEE, WI, 53202.
David ROBERT Bier has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since February 20, 1984
Disclosure History
David ROBERT Bier has 2 Disclosure Event(s).
Date: November 13, 2013 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES MISREPRESENTATION AND OMISSION OF MATERIAL FACTS FROM AUGUST 2010 TO NOVEMBER 2012. Broker Comment: THIS COMPLAINT IS BEREFT OF MERIT. MERRILL LYNCH AND MR. BIER DENY ANY WRONGDOING. THE COMPLAINT WAS DRAFTED BY A RELATIVE OF THE CLIENT, WHO DOES NOT HAVE TRADING AUTHORITY ON THE ACCOUNT. FURTHERMORE, THE INVESTMENT AT ISSUE HAS BEEN PROFITABLE; AND WAS APPROPRIATE IN LIGHT OF THE CLIENT'S STATED INVESTMENT OBJECTIVES AND RISK TOLERANCE.
Date: February 19, 2003 Category: Customer Dispute Allegations: CLIENT ALLEGES CERTAIN INVESTMENTS ARE UNSUITABLE. Damage Amount Requested: $25,000.00 Broker Comment: THE CLIENT CLARIFIED HIS POSITION AND STATED THAT HE HAD NO PROBLEMS WITH MR. BIER AND THAT HIS PROBLEM WAS SOLELY WITH MERRILL LYNCH AND ITS RESEARCH RECOMMENDATIONS.
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