DAVID NELSON BOWER

DAVID NELSON BOWER is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 8383 PRESTON CENTER PLAZA DRIVE, SUITE 400, DALLAS, TX, 75225.

DAVID NELSON BOWER has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

DAVID NELSON BOWER has 1 Disclosure Event(s).

Date: January 09, 2003
Category: Customer Dispute
Allegations: FRAUD BY SELLER; FRAUD BY AIDERS; FRAUD IN STOCK TRANSACTION; COMMON LAW FRAUD; NEGLIGENT MISREPRESENTATION; GROSS NEGLIGENCE; NEGLIGENCE; AND CIVIL CONSPIRACY.
Damage Amount Requested: $2,021,628.00
Broker Comment: CLAIMANT DISMISSED ALL CLAIMS AGAINST IN THEIR ENTIRETY AGAINST THE BROKER AS PART OF SETTLEMENT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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