DAVID JOEL BROWER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 663 SOUTH WASHINGTON STREET, ALEXANDRIA, VA, 22314.
DAVID JOEL BROWER has worked at LPL FINANCIAL LLC since May 12, 2010
Disclosure History
DAVID JOEL BROWER has 1 Disclosure Event(s).
Date: August 13, 2012 Category: Customer Dispute Allegations: TRUSTEE OF THE DBSI PRIVATE ACTIONS TRUST ALLEGES LOSSES RESULTING FROM THE FRAUDULENT MARKETING AND SALE OF DBSI SECURITIES. Settlement Amount: $893.75 Broker Comment: THE CIVIL LITIGATION WAS NOT DIRECTLY INITIATED BY ANY CURRENT OR PAST CLIENT BUT RATHER BY THE TRUSTEE OVERSEEING THE BANKRUPTCY OF A FAILED INVESTMENT COMPANY.
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