DAVID FRANKLIN BULL is currently employed as a Broker and/or Investment Adviser at D.A. DAVIDSON & CO. located at 275 SOUTH 5TH AVENUE, SUITE 195, POCATELLO, ID, 83201.
DAVID FRANKLIN BULL has worked at D.A. DAVIDSON & CO. since December 20, 2000
Disclosure History
DAVID FRANKLIN BULL has 1 Disclosure Event(s).
Date: May 02, 1995 Category: Regulatory Initiated By: STATE OF IDAHO, DEPARTMENT OF INSURANCE Allegations: FAILURE TO COMPLETE AT LEAST 40 HOURS OFAPPROVED CONTINUING EDUCATION (CE) DURING THE 2 YEAR PERIODIMMEDIATELY PRECEDING THE LICENSE RENEWAL DATE WHICH WAS 1MARCH 1995, WHICH VIOLATED IDAHO CODE S41-1046(7)(B) AND41-1077(1)(H), AND IDAPA 18.01.53. Resolution: Decision SanctionDetails: Sanctions: Monetary/Fine SanctionDetails: Amount: $200.00 Sanction Details: I. SIX HOURS OF APPROVED CREDIT HOURS FORINSURANCE CE COMPLETED BY BULL ON 3/24/95 WAS APPLIED TO THE CEREPORTING PERIOD OF 3/1/93 - 2/28/95 TO CURVE THE 6 CREDIT HOURDEFICIENCY. (2) THE 6 HOURS EARNED ON 3/24/94 5 CANNOT BEAPPLIED TO THE CE REPORTING PERIOD OF 3/1/95-2/28/97. (3) BULLPAID A $200.00 ADMINISTRATIVE FINE. Broker Comment: DUE TO AN ADMINISTRATIVE ERROR, I SUBMITTED MYRENEWAL NOTICE AND CONTINUING EDUCATION COURSES REFLECTING 7HOURS EARNED ON 2/1/93. THE COURSE COMPLETION WAS OUTSIDE THE CE REPORTING PERIOD OF 3/1/93-2/28/95 AND THEREFORE WAS SHORT CE HOURS FOR THE RENEWAL OF MY LICENSE.
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