DAVID CARL BUNCE is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 40 Calhoun St Ste 550, Charleston, SC, 29401.

DAVID CARL BUNCE has worked at AMERIPRISE FINANCIAL SERVICES, INC. since September 08, 2017

Disclosure History

DAVID CARL BUNCE has 1 Disclosure Event(s).

Date: September 23, 2016
Category: Customer Dispute
Allegations: Client alleged FA did not explain the annuity investment could lose value nor a risk of loss of principal and the FA failed to disclose the fees associated with the investment. (4/22/2016)

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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