DAVID MAURICE CASH-ALSTON

DAVID MAURICE CASH-ALSTON is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1229 RT 27, SOMERSET, NJ, 08873.

DAVID MAURICE CASH-ALSTON has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since November 25, 2015

Disclosure History

DAVID MAURICE CASH-ALSTON has 2 Disclosure Event(s).

Date: September 01, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 12, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $2,443.00
Judgment/Lien Type: Civil
Broker Comment: I co-signed a bond for a friend. My friend did not pay the bond and the bond holder issued a judgment against me.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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