DAVID JOHN CHAMPION

DAVID JOHN CHAMPION is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 6071 23.6 LANE, GLADSTONE, MI, 49837.

DAVID JOHN CHAMPION has worked at MML INVESTORS SERVICES, LLC since March 25, 2017

Disclosure History

DAVID JOHN CHAMPION has 2 Disclosure Event(s).

Date: August 04, 2015
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED THE ADVISOR'S RECOMMENDATION TO UTILIZE WITHDRAWALS FROM VARIABLE ANNUITIES TOWARDS PREMIUM PAYMENTS ON A FIXED LIFE INSURANCE POLICY, COMMENCING IN FEBRUARY 2014, WAS NOT APPROPRIATE.
Settlement Amount: $14,323.97

Date: March 11, 2009
Category: Customer Dispute
Allegations: CUSTOEMR ALLEGES THE VARIABLE ANNUITY PURCHASED IN AUGUST 2008 WAS NOT SUITABLE AND THE REPRESENTATIVE MISREPRESENTED THE CONTRACT. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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