DAVID ANTHONY CHIECO is currently employed as a Broker and/or Investment Adviser at THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. located at 30B VREELAND ROAD, STE 210, FLORHAM PARK, NJ, 07932.
DAVID ANTHONY CHIECO has worked at THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C. since November 29, 1996
Disclosure History
DAVID ANTHONY CHIECO has 2 Disclosure Event(s).
Date: September 14, 1999 Category: Customer Dispute Allegations: CUSTOMER BOUGHT HIGH YIELD INVESTMENTS OVER 6 YRS. HAD NUMEROUS TRANSACTIONS WHICH WERE PROFITABLE. WHEN CERTAIN INVESTMENTS DID NOT WORK OUT, NOW THE CUSTOMER IS BLAMING ME. CUSTOMER IS A SOPHISTICATED INVESTOR WHO KNOWINGLY MADE EACH PURCHASE AND SIGNED AN ACCREDITED INVESTOR FORM AND MADE ALL DECISIONS. Damage Amount Requested: $180,000.00 Settlement Amount: $22,500.00 Broker Comment: SUIT WAS SETTLED BY COUNSEL AFTER PREPONDERENCE OF CLAIMS WERE DISMISSED.
Date: February 17, 1998 Category: Customer Dispute Allegations: BONDS PURCHASED BY MS. ROSEN WENT DOWN INPRICE AND WERE SUBSEQUENTLY FOUND UNSUITABLE BY CUSTOMER. Broker Comment: MONEY MANAGER AND FIRM ATTORNEYS WORKING IT OUT.IN REVIEWING THE PREVIOUS STATEMENTS OF MS. ROSENAND THEN SPEAKING TO HER, I FOUND THAT SHE OWNED, BOUGHT, ANDSOLD BELOW INVESTMENT GRADE BONDS PREVIOUSLY FOR PROFIT ANDINCOME. SHE NEVER QUESTIONED ME ON THE DECLINING VALUE ORQUALITY OF ANY BOND SHE OWNED. ALL OF THE ALLEGATIONS WEREBROUGHT UP BY CUSTOMER IN FEBRUARY 1998.PREVIOUSLY, IN AUGUST 1997, I SENT A PORTFOLIO DESCRIPTION OFHER BONDS AND WAS NEVER QUESTIONED. I FEEL I`VE DONEABSOLUTELY NOTHING WRONG.
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