DAVID JAMES CORDES is currently employed as a Broker and/or Investment Adviser at U.S. BANCORP INVESTMENTS, INC. located at 1 DELL PARKWAY, BUILDING A01-MS-10020, NASHVILLE, TN, 37217.
DAVID JAMES CORDES has worked at U.S. BANCORP INVESTMENTS, INC. since December 15, 2014
Disclosure History
DAVID JAMES CORDES has 1 Disclosure Event(s).
Date: May 06, 2011 Category: Customer Dispute Allegations: 04/29/11-05/2011: THE CLIENT STATES THEY WERE NOT INFORMED OF THE AMOUNT OF SALES CHARGES ON THE PURCHASE OF THE LINCOLN ANNUITIES. THEY STATE THEY WOULD NOT HAVE MADE THE CHANGES IF THEY WERE AWARE OF THE CHARGES. FILING REQUIRED. Damage Amount Requested: $5,000.00 Broker Comment: CLIENTS TOOK ADVANTAGE OF FREE LOOK PERIOD AVAILABLE ON CONTRACT, FULL PREMIUM WAS RETURNED ON MAY 13,2011.
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