DAVID PAUL DOANE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 33 MAIN ST, WATERVILLE, ME, 04901.
DAVID PAUL DOANE has worked at LPL FINANCIAL LLC since September 23, 2014
Disclosure History
DAVID PAUL DOANE has 1 Disclosure Event(s).
Date: September 16, 2013 Category: Employment Separation After Allegations Firm Name: KEY INVESTMENT SERVICES LLC Termination Type: Voluntary Resignation Allegations: AS PART OF CURRENT CUSTOMER COMPLAINT INVESTIGATION, THE FIRM CONDUCTED A REVIEW OF ALL SWITCH TRANSACTIONS PROCESSED BY THE REGISTERED REPRESENTATIVE FOR THE PRIOR 12 MONTHS. Broker Comment: THE REVIEW CONCLUDED THAT ALL REQUIRED DOCUMENTATION SUPPORTING THE SWITCH ACTIVITY WAS COMPLETE AND ON FILE.
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