DAVID HUTCHINSON DRURY

DAVID HUTCHINSON DRURY is currently employed as a Broker and/or Investment Adviser at NBC SECURITIES, INC. located at 357 SPRINGFIELD AVENUE, SUMMIT, NJ, 07901.

DAVID HUTCHINSON DRURY has worked at NBC SECURITIES, INC. since July 31, 2015

Disclosure History

DAVID HUTCHINSON DRURY has 1 Disclosure Event(s).

Date: May 14, 2004
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT MR. DRURY FAILED TO FOLLOW HIS INSTRUCTION TO SELL HIS SHARES OF ZIXIT CORP. (ZIXI). THE STOCK SUBSEQUENTLY WENT DOWN IN PRICE AND CUSTOMER WAS SOLD OUT DUE TO A MARGIN CALL.
Damage Amount Requested: $137,400.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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