DAVID AUBREY DUNFEE

DAVID AUBREY DUNFEE is currently employed as a Broker and/or Investment Adviser at KEY INVESTMENT SERVICES LLC located at 23 WATER STREET, BANGOR, ME, 04402.

DAVID AUBREY DUNFEE has worked at KEY INVESTMENT SERVICES LLC since January 03, 2006

Disclosure History

DAVID AUBREY DUNFEE has 1 Disclosure Event(s).

Date: April 02, 2004
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED THE MISREPRESENTATION OF PRODUCTS PURCHASED WITHIN THE ACCOUNT.
Damage Amount Requested: $5,767.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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