DAVID MYRON ETHERIDGE

DAVID MYRON ETHERIDGE is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 10000 INNOVATION DRIVE, SUITE 190, WAUWATOSA, WI, 53226.

DAVID MYRON ETHERIDGE has worked at PRUCO SECURITIES, LLC. since September 16, 2011

Disclosure History

DAVID MYRON ETHERIDGE has 1 Disclosure Event(s).

Date: February 24, 2017
Category: Customer Dispute
Allegations: The client alleges that representative did not fully disclose all the facts regarding tax consequences and misrepresentation of the policy.

Errors or Outdated Information?

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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