DAVID KEITH EUBANK

DAVID KEITH EUBANK is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at THE AUGUSTA RIVERFRONT CENTER, ONE TENTH ST., SUITE 600, AUGUSTA, GA, 30901.

DAVID KEITH EUBANK has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

DAVID KEITH EUBANK has 2 Disclosure Event(s).

Date: January 18, 2018
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT CERTAIN FEATURES OF A VARIABLE ANNUITY PURCHASED BACK IN 2007 WERE MISREPRESENTED. ALLEGED DAMAGES UNSPECIFIED

Date: March 24, 2004
Category: Customer Dispute
Allegations: CLIENT ALLEGED THAT THE ANNUITY IN HER ACCOUNT WAS UNSUITABLE AND CLAIMS THAT THE POSITION CONTRIBUTED TO HER ACCOUNT'S POOR PERFORMANCE.
Broker Comment: ALLEGED COMPENSATORY DAMAGES NOT SPECIFIED BUT BELIEVED TO BE OVER $5K.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for DAVID KEITH EUBANK, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.