DAVID TYLER FLOOR is currently employed as a Broker and/or Investment Adviser at CAMBRIA CAPITAL, LLC located at 488 E. WINCHESTER ST, SUITE 200, SALT LAKE CITY, UT, 84107.

DAVID TYLER FLOOR has worked at CAMBRIA CAPITAL, LLC since March 13, 2017

Disclosure History

DAVID TYLER FLOOR has 1 Disclosure Event(s).

Date: November 07, 2017
Category: Customer Dispute
Allegations: Client Alleges breach of fiduciary duty and unsuitability in 2008
Damage Amount Requested: $5,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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