DAVID ANTHONY FONG is currently employed as a Broker and/or Investment Adviser at INDEPENDENT FINANCIAL GROUP, LLC located at 1318 East Shaw Avenue, Suite 200, Fresno, CA, 93710.
DAVID ANTHONY FONG has worked at INDEPENDENT FINANCIAL GROUP, LLC since August 23, 2016
Disclosure History
DAVID ANTHONY FONG has 2 Disclosure Event(s).
Date: May 31, 2013 Category: Judgment / Lien Judgment/Lien Amount: $5,845.71 Judgment/Lien Type: Tax Broker Comment: REP BECAME AWARE OF LIEN AS A RESULT OF COMPLIANCE REVIEW AT NEW BROKER-DEALER.
Date: May 28, 2013 Category: Judgment / Lien Judgment/Lien Amount: $26,403.00 Judgment/Lien Type: Tax Broker Comment: THIS FILING IS FOR LIENS: $57,374.00, $8,935.00, AND $22,139.00 THEY WERE COMBINED INTO ONE LIEN AND THE REMAINING BALANCE IS $26,403.00. I AM ON A PAYMENT PLAN FOR $500.00 PER MONTH.
More Information
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