DAVID CAMPBELL GALLACHER

DAVID CAMPBELL GALLACHER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 5405 MOREHOUSE DR, SUITE 345, SAN DIEGO, CA, 92121.

DAVID CAMPBELL GALLACHER has worked at LPL FINANCIAL LLC since November 17, 2006

Disclosure History

DAVID CAMPBELL GALLACHER has 4 Disclosure Event(s).

Date: February 09, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $3,596.00
Judgment/Lien Type: Tax

Date: May 14, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $14,727.83
Judgment/Lien Type: Tax

Date: August 25, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $32,595.38
Judgment/Lien Type: Tax
Broker Comment: FOR TAX YEAR ENDING 12/31/2008 $32595.38

Date: June 01, 2001
Category: Employment Separation After Allegations
Firm Name: FIDELITY INVESTMENTS
Termination Type: Discharged
Allegations: DISCREPENCY ON TIMECARD IN REGARDS TO SICK TIME VERSUS TIME WORKED ONE WEEK. MY TIME CARD STATED 8 HOURS WORKED WHEN IN FACT, I SHOULD HAVE LISTED IT AS SICK TIME.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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