DAVID WILLIAM GAMBLIN is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 8150 NORTH WICKHAM ROAD, MELBOURNE, FL, 32940.
DAVID WILLIAM GAMBLIN has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
DAVID WILLIAM GAMBLIN has 2 Disclosure Event(s).
Date: March 03, 2003 Category: Customer Dispute Allegations: ALLEGES UNSUITABLE INVESTMENT OF 2 VARIABLE ANNUITIES PURCHASED OCTOBER 2000 AND APRIL 2001. DAMAGES ARE NOT SPECIFIED BUT ARE BELIEVED TO BE IN EXCESS OF $5,000.
Date: April 15, 1998 Category: Customer Dispute Allegations: UNAUTHORIZED TRADING; ALLEGED LOSS OF $60,000 Damage Amount Requested: $60,000.00 Broker Comment: A.G. EDWARDS RESPONDED TO THE COMPLAINT AND HASRECEIVED NO FURTHER CORRESPONDENCE FROM THE CLIENT, THEREFORECONSIDERS THE MATTER CLOSED.
More Information
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