DAVID MOORE GATES is currently employed as a Broker and/or Investment Adviser at VOYA FINANCIAL ADVISORS, INC. located at 208 BONNET STREET, MANCHESTER CENTER, VT, 05255.
DAVID MOORE GATES has worked at VOYA FINANCIAL ADVISORS, INC. since January 01, 2004
Disclosure History
DAVID MOORE GATES has 1 Disclosure Event(s).
Date: April 21, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES THE REP FAILED TO FOLLOW HIS INSTRUCTIONS TO LIQUIDATE OVER $550,000 IN INVESTMENTS MANAGED ON HIS BEHALF BY THE REP. Broker Comment: THE CLIENT'S ALLEGATIONS WERE INVESTIGATED AND FOUND TO BE WITHOUT MERIT.
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