DAVID EDWARD GESCHKE is currently employed as a Broker and/or Investment Adviser at HILLTOP SECURITIES INDEPENDENT NETWORK INC. located at 1201 ELM ST, SUITE 3500, DALLAS, TX, 75270-2180.
DAVID EDWARD GESCHKE has worked at HILLTOP SECURITIES INDEPENDENT NETWORK INC. since April 17, 2015
Disclosure History
DAVID EDWARD GESCHKE has 2 Disclosure Event(s).
Date: March 03, 1992 Category: Customer Dispute Allegations: CLIENT ALLEGES HE SHOULD HAVE BEEN TAKEN OUTOF COMMODORE COMPUTER WITH A 1 PT LOSS. HE PURCHASED 2,000HSARES AT 19 1/8. STOCK SOLD AT 12 3/4. Damage Amount Requested: $55,000.00 Damages Granted: $2,500.00 Broker Comment: CLIENT DROPPED COMPLAINTCLIENT SHOULD NOT HAVE BEEN COMPENSATED FOR LOSSBECAUSE NO STOP ORDER WAS PURGED. CLIENT DID NOT DIRECT THAT ASTOP ORDER BE PLACED.
Date: March 19, 1991 Category: Customer Dispute Allegations: CLAIMANT ALLEGED $56,125 IN DAMAGES. CLAIMANTALLEGED RESPONDENT EXECUTED AN UNAUTHORIZED SALES AND PURCHASEOF STOCK IN ACCOUNT. Damage Amount Requested: $56,125.00 Damages Granted: $42,700.00 Broker Comment: ARBITRATION, AFTER HEARING, AWARDED CLAIMANT$42,700, PLUS CERTAIN DIVIDENDS IN SHARES OF MEAD CORPORATIONIN AWARDED SETTLEMENT.A TRADE WAS DONE IN THE CLIENTS ACCOUNT AT HERHUSBAND'S DIRECTIONS. OUR DEFENSE IN THE PROCEEDINGS WAS THATTHE CLAIMANT DIDN'T MAKE A TIMELY OBJECTION. HER HUSBANDAUTHORIZED THE TRADES PURSUANT TO HIS APPARENT AUTHORITY ANDCLAIMANT DID NOT TRY TO MITIGATE DAMAGES.
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