DAVID TODD GIBB

DAVID TODD GIBB is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 265 S. Anita Dr., Suite 119, Orange, CA, 92868.

DAVID TODD GIBB has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since October 17, 2017

Disclosure History

DAVID TODD GIBB has 1 Disclosure Event(s).

Date: November 28, 2008
Category: Customer Dispute
Allegations: CLIENT ALLEGED HE INSTRUCTED DAVID GIBB TO TRANSFER THE BALANCES OF HIS SUB-ACCOUNTS TO A MONEY MARKET SUB-ACCOUNT WITHIN THE VARIABLE ANNUITY ON 9/16/08. MR. GIBB CLAIMS HE CALLED AN AIG WHOLESALER WHO TRANSFERRED HIM TO AIG AND MR. GIBB PLACED THE ORDER. AIG CLAIMS THEY HAVE NO RECORDS OF RECEIVING THE INSTRUCTIONS FROM MR. GIBB FOR THE TRANSFER. THE BALANCES OF HIS SUB-ACCOUNTS WERE ULTIMATELY TRANSFERRED TO THE MONEY MARKET SUB-ACCOUNT ON 11/17/08.
Damage Amount Requested: $51,021.20
Settlement Amount: $51,028.33

More Information

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