DAVID THOMAS GOODWIN

DAVID THOMAS GOODWIN is currently employed as a Broker and/or Investment Adviser at SG AMERICAS SECURITIES, LLC located at 245 PARK AVENUE, NEW YORK, NY, 10167.

DAVID THOMAS GOODWIN has worked at SG AMERICAS SECURITIES, LLC since February 27, 2015

Disclosure History

DAVID THOMAS GOODWIN has 2 Disclosure Event(s).

Date: June 30, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $173,937.00
Judgment/Lien Type: Tax
Broker Comment: Lien filed for prior income taxes and penalties. Outstanding has been reduced to approx. $51,500 via voluntary lump sum payments and an IRS approved Installment Agreement. Agreement is current and balance will be repaid in approx. 4 yrs. if no further lump sum payments are made.

Date: May 28, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $173,937.00
Judgment/Lien Type: Tax
Broker Comment: Lien filed for prior income taxes and penalties. Outstanding has been reduced to approx. $51,500 via voluntary lump sum payments and an IRS approved Installment Agreement. Agreement is current and balance will be repaid in approx. 4 yrs. if no further lump sum payments are made.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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