DAVID GORDON is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 871 VENETIA BAY BLVD, VENICE, FL, 34285.
DAVID GORDON has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since July 10, 2007
Disclosure History
DAVID GORDON has 2 Disclosure Event(s).
Date: May 23, 2011 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT THE REPRESENTATIVE MISREPRESENTED THE VARIABLE LIFE INSURANCE PURCHASED IN AUGUST 2001. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED.
Date: September 18, 1995 Category: Criminal Charges: 1 COUNT POSSESSION OF A CONTROLLED SUBSTANCE (MARIJUANA)-MISDEMEANOR - PLEADED GUILTY; 1 COUNT UNLAWFUL DELIVERY - FELONY - PLEADED NOT GUILTY Charge Type: FELONY Disposition: RECEIVED PLEA AGREEMENT ( - GUILTY TO POSSESSION OF A CONTROLLED SUBSTANCE; UNLAWFUL DELIVERY CHARGE WAS DROPPED.AS PER PLEA AGREEMENT - 31 DAYS AFTER SENTENCING, CASE AND BOTH CHARGES WERE MOVED TO "NOL PROS". 2/21/96 - RECEIVED 60 DAYS PROBATION, $250 FINE, $50 RESTITUTION, PLUS COURT COSTS.3/21/96 - PAID $632 IN FULL. Broker Comment: I WAS ARRESTED 3 MONTHS AFTER THE FACT IN MY DORM ROOM WHILE AT COLLEGE. THEY SEARCHED MY PERSON, MY ROOM AS WELL AS MY JEEP AND FOUND ABSOLUTELY NO CONTROLLED SUBSTANCE. HOWEVER, THEY INFORMED ME THAT THEY HAD PICTURES OF ME HANDING A FRIEND OF MINE ( POSSIBLE IMFORMANT) A SMALL BAG OF MARIJUANA . AFTER MEETING WITH MY ATTORNEY HE TOLD ME THAT IF I TOOK A PLEA OF SIMPLE POSSESSION (3 RD DEGREE MISDEMEANOR) THAT IT WOULD DROP ALL OTHER CHARGES SINCE THE COLLEGE WAS ON A WITCH HUNT.
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