DAVID LEROY GREEN is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 900 PIER VIEW DR, STES 200 & 202, IDAHO FALLS, ID, 83402.
DAVID LEROY GREEN has worked at WELLS FARGO CLEARING SERVICES, LLC since October 07, 2011
Disclosure History
DAVID LEROY GREEN has 2 Disclosure Event(s).
Date: November 17, 2011 Category: Customer Dispute Allegations: CLIENT ALLEDGES REGISTERED REPRESENTATIVE MISREPRESENTED SALE OF A VARIABLE ANNUITY ON 11/7/2007 FOR THE AMOUNT OF $50,000.00 Damage Amount Requested: $17,370.00
Date: August 03, 2005 Category: Customer Dispute Allegations: MISREPRESENTATION, BREACH OF CONTRACT, AND BREACH OF FIDUCIARY DUTIES FROM 5/2003 - 5/2005 Damage Amount Requested: $1,370,000.00
More Information
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