DAVID SHANNON GREENLEE is currently employed as a Broker and/or Investment Adviser at SPIRE SECURITIES, LLC located at 1840 MICHAEL FARADAY DR., SUITE 105, Baltimore, MD, 20190.
DAVID SHANNON GREENLEE has worked at SPIRE SECURITIES, LLC since May 03, 2016
Disclosure History
DAVID SHANNON GREENLEE has 3 Disclosure Event(s).
Date: May 07, 2018 Category: Financial Type: Bankruptcy
Date: January 12, 2018 Category: Financial Type: Compromise Disposition: Satisfied/Released
Date: February 09, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES MISREPESENTATION WITH REGARDS TO PURCHASE OF SCHWAB YIELD PLUS FUND. Damage Amount Requested: $142,600.00 Settlement Amount: $25,500.00 Broker Comment: THE FIRM SETTLED THE COMPLAINT TO AVOID THE COST AND UNCERTAINTY OF LITIGATION, WITH NO ADMISSION OF WRONGDOING AND NO MONETARY CONTRIBUTION FROM THE REPRESENTATIVE.
More Information
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