DAVID JOHN GUIDO

DAVID JOHN GUIDO is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 44084 RIVERSIDE PKWY, #120, LANSDOWNE, VA, 20176.

DAVID JOHN GUIDO has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since June 17, 2015

Disclosure History

DAVID JOHN GUIDO has 2 Disclosure Event(s).

Date: September 28, 2012
Category: Financial
Type: Compromise
Disposition: PAYMENT PLAN
Broker Comment: DIVORCE SETTLEMENT OF CREDIT CARD. PAYING AS AGREED TO SATISFY DEBT.

Date: November 01, 2008
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: INVESTMENT PROPERTY WAS SHORT SOLD IN 2008. SECOND LIEN HAD A DEFICIENCY BALANCE OF 95K. I WORKED WITH THE BANK AND WAS ON PAYMENT TERMS FOR SEVERAL YEARS UNTIL 2013 WHEN I PRESENTED THE BANK WITH A SETTLEMENT WHICH THEY AGREED TO AND THE DEFICIENCY BALANCE WAS RELEASED/SATISFIED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for DAVID JOHN GUIDO, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.