DAVID TODD HARDING is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 40 SPEEN STREET, SUITE 202, FRAMINGHAM, MA, 01701.
DAVID TODD HARDING has worked at CETERA ADVISORS LLC since October 03, 2016
Date: October 06, 2009 Category: Financial Type: Bankruptcy Disposition: Direct Payment Procedure Broker Comment: WE HAD A SERIOUS HOUSE FIRE ABOUT 2 YEARS AGO. DURING THE REBUILDING PROCESS THE FINANCIAL MARKETS HAD A MELTDOWN. THE LOAN WE WERE APPROVED FOR WAS PULLED BACK AND WE WERE LEFT WITH A SUBPRIME HIGH INT LOAN WHICH WAS UNAFFORDABLE. A CHAPTER 13 REORGANIZATION BANKRUPTCY ALLOWED US TO CONSOLIDATE OUR DEBTS AND REWORK THE MORTGAGE AND STAY IN OUR HOME.
Date: September 21, 2006 Category: Customer Dispute Allegations: CO-ADMINISTRATOR RAISES CONCERNS ABOUT FIXED ANNUITIES PURCHASED BY THE CLIENT IN JULY 2002 AND VARIABLE ANNUITIES PURCHASED IN JANUARY 2005. CONCERNS INCLUDE SUITABLITLITY, LIQUIDITY ISSUES AND DOCUMENTATION. COMPENSATORY DAMAGES AREE NOT SPECIFIED
Date: December 05, 2000 Category: Criminal Charges: CHARGE 1: MARIJUANA TRAFFICKING (MA G.L. C.94C, S.32E(A)), 1 COUNT, FELONY, CHARGE DISMISSED. CHARGE 2: FIREARM CARRY WITHOUT LICENSE (MA G.L. C.269, S.10(A)), 1 COUNT, FELONY, CHARGE DISMISSED. CHARGE 3: FIREARM SERIAL NO. DEFACE OR RECEIVE W/ DEFACED NO. (MA G.L. C. 269, S.11(C)), 1 COUNT, MISDEMEANOR, CHARGE DISMISSED. CHARGE 4: FIREARM/AMMUNITION WITHOUT FIREARM IDENTIFICATION CARD (MA G.L. C269, S.10(H)), 2 COUNTS, MISDEMEANOR, CHARGE DISMISSED. Charge Type: FELONY Disposition: CHARGE 1: DISMISSED. CHARGE 2: DISMISSED. CHARGE 3: DISMISSED. CHARGE 4: DISMISSED.
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