DAVID MARC HARMON is currently employed as a Broker and/or Investment Adviser at AXA ADVISORS, LLC located at 93 WORCESTER STREET, SUITE 103, WELLESLEY, MA, 02481.
DAVID MARC HARMON has worked at AXA ADVISORS, LLC since June 01, 2005
Disclosure History
DAVID MARC HARMON has 2 Disclosure Event(s).
Date: December 11, 2014 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT HE RELIED ON THE AGENT'S REPRESENTATION THAT HIS TWO IRA'S COULD BE ROLLED INTO HIS VARIABLE ANNUITY. CLIENT IS REQUESTING THE FIRM TO INVESTIGATE THIS MATTER. DAMAGES UNSPECIFIED. Broker Comment: THE FIRM FOUND NO BASIS TO THE CUSTOMER COMPLAINT.
Date: October 30, 2010 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT BASED ON THE ADVICE OF HIS AGENT, HE MADE SOME CHANGES TO HIS VARIABLE LIFE INSURANCE POLICY BY LOWERING THE FACE AMOUNT AND MONTHLY OBLIGATION. CLIENT FURTHER ALLEGES HE WAS UNAWARE OF THE EXACT SURRENDER CHARGES THAT WOULD FOLLOW BY LOWERING THE FACE AMOUNT OF HIS LIFE INSURANCE POLICY. CLIENT WANTS TO KEEP THE POLICY ACCOUNT THE SAME AS WHEN HE INITIALLY COMMENCED THE POLICY IN FEBRUARY 2008, WITH A 500K FACE AMOUNT/DEATH BENEFIT AND $200/MONTHLY OBLIGATION. Broker Comment: THE FIRM FOUND NO BASIS TO THE CUSTOMER'S COMPLAINT.
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