DAVID PATRICK HARRINGTON

DAVID PATRICK HARRINGTON is currently employed as a Broker and/or Investment Adviser at THRIVENT INVESTMENT MANAGEMENT INC. located at 195 E HILLCREST DR, Suite 300, THOUSAND OAKS, CA, 91360.

DAVID PATRICK HARRINGTON has worked at THRIVENT INVESTMENT MANAGEMENT INC. since December 07, 2011

Disclosure History

DAVID PATRICK HARRINGTON has 1 Disclosure Event(s).

Date: August 21, 2009
Category: Financial
Type: FORECLOSURE
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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