DAVID ANDREW HARTRANFT is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 32 SCRANTON OFFICE PARK, 1ST FLOOR, SCRANTON, PA, 18507-1755.
DAVID ANDREW HARTRANFT has worked at PRUCO SECURITIES, LLC. since August 14, 1996
Disclosure History
DAVID ANDREW HARTRANFT has 2 Disclosure Event(s).
Date: February 12, 2010 Category: Customer Dispute Allegations: REGARDING THE 1996 PURCHASE OF A VARIABLE APPRECIABLE LIFE INSURANCE POLICY, THE CLIENT ALLEGED MISREPRESENTATION CONCERNING THE DURATION OF PAYMENTS. Settlement Amount: $6,489.40 Broker Comment: THIS MATTER IS BEING REPORTED CONSISTENT WITH NASDR RULES PERTAINING TO THE REPORTING OF CERTAIN WRITTEN CUSTOMER COMPLAINTS. THE COMPANY BY THIS FILING MAKES NO ALLEGATIONS REGARDING THE ACTIONS OF THE REPRESENTATIVE
Date: February 11, 2004 Category: Customer Dispute Allegations: THE CLIENTS ALLEGED THE AGENT USE DECEPTIVE BUSINESS TACTICS AND FORCED THEN TO SIGN A DOCUMENT FOR A CONTRACT THEY NEVER CONSENTED TO. THIS MATTER IS BEING REPORTED BECAUSE THE COMPLAINT HAS ALLEGED NO DOLLAR AMOUNT AND THE FIRM HAS NOT MADE A GOOD FAITH DETERMINATION THAT THE DAMAGES FROM THE ALLEGED CONDUCT WOULD BE LESS THAN $5,000. Broker Comment: THE COMPANY TURN DOWN THE CLAIM. THIS MATTER IS BEING REPORTED CONSISTENT WITH NASDR RULES PERTAINING TO THE REPORTING OF CERTAIN WRITTEN CUSTOMER COMPLAINTS. THE COMPANY BY THIS FILING MAKES NO ALLEGATIONS REGARDING THE ACTIONS OF THE REPRESENTATIVE.
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