DAVID HOWARD HATCH is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 79 Hemlock Ln, Box 471, Damariscotta, ME, 04543.
DAVID HOWARD HATCH has worked at SECURITIES AMERICA, INC. since August 01, 2017
Disclosure History
DAVID HOWARD HATCH has 2 Disclosure Event(s).
Date: March 22, 2011 Category: Customer Dispute Allegations: THE CLIENT FILED A CLAIM WITH THE MAINE DEPARTMENT OF INSURANCE ASKING FOR A SUITABILITY REVIEW OF THE TWO AMERICAN LEGACY VARIABLE ANNUITIES SHE PURCHASED ON JULY 29, 2010. Damage Amount Requested: $450,000.00
Date: December 07, 2005 Category: Customer Dispute Allegations: THE CLIENT ALLEGES POOR PERFORMANCE OF THE INVESTMENTS THEY PURCHASED IN MARCH 1998, OCTOBER 1999 & FEBRUARY 2000. THE CLIENT FURTHER ALLEGES THAT THE VUL THEY PURCHASED WAS MISREPRESENTED TO THEM AS TO THE AMOUNT OF PREMIUMS THAT WOULD BE REQUIRED TO KEEP THE POLICY IN FORCE. Damage Amount Requested: $19,890.40 Broker Comment: THE CUSTOMER COMPLAINT WAS ORIGINALLY RECEIVED ON 9/21/2005 AND REPORTED ON THE U-4. THE COMPLAINT WAS DENIED ON 10/18/2005. AFTER THE COMPLAINT WAS DENIED, THE CLIENT SENT A 2ND COMPLAINT TO THE STATE OF MAINE DEPT. OF INSURANCE WITH SLIGHTLY DIFFERENT ALLEGATIONS. THIS DOI COMPLAINT WAS RECEIVED ON 12/07/2005 AND WAS ALSO DENIED ON 12/14/2005.
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