DAVID WAYNE HAWKINS

DAVID WAYNE HAWKINS is currently employed as a Broker and/or Investment Adviser at HSBC SECURITIES (USA) INC. located at 10113 RIVER RD., POTOMAC, MD, 20854.

DAVID WAYNE HAWKINS has worked at HSBC SECURITIES (USA) INC. since April 18, 2018

Disclosure History

DAVID WAYNE HAWKINS has 1 Disclosure Event(s).

Date: July 09, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $40,224.25
Judgment/Lien Type: Civil
Broker Comment: DIDN'T HAVE CONSISTENT INCOME NECESSARY TO PAY BACK THE SCHOOL LOAN. ** JUDGMENT IS STILL OUTSTANDING & NOT RELEASED ** MAKING PAYMENTS AS AGREED

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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