DAVID ANDREW HEATHER

DAVID ANDREW HEATHER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 220 N. MAIN STREET, SUITE 301, NATICK, MA, 01760.

DAVID ANDREW HEATHER has worked at LPL FINANCIAL LLC since December 24, 2013

Disclosure History

DAVID ANDREW HEATHER has 1 Disclosure Event(s).

Date: August 20, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: I WAS PROVIDED WITH HEALTH CARE COVER DURING MY TENURE, BUT WAS REFUNDABLE IF MY CONTRACT WAS BROKEN. THE LESSER AMOUNT WAS THE THE TOTAL VALUE OF BENEFITS PAID TO ME BY MML. THE SETTLEMENT WAS LESS COLLECTION FEES, AS PAYMENT REQUEST WAS IMMEDIATE

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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