DAVID JOHN HILL

DAVID JOHN HILL is currently employed as a Broker and/or Investment Adviser at WUNDERLICH SECURITIES, INC. located at 150 East 52nd Street, 2nd & 3rd Floor, New York, NY, 10022.

DAVID JOHN HILL has worked at WUNDERLICH SECURITIES, INC. since January 06, 2018

Disclosure History

DAVID JOHN HILL has 1 Disclosure Event(s).

Date: May 13, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $111,122.00
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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