DAVID LEE HOWARD

DAVID LEE HOWARD is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 4600 W CRAIG RD, STE 301, N LAS VEGAS, NV, 89032.

DAVID LEE HOWARD has worked at PFS INVESTMENTS INC. since November 23, 1983

Disclosure History

DAVID LEE HOWARD has 2 Disclosure Event(s).

Date: May 25, 2016
Category: Customer Dispute
Allegations: CUSTOMERS ALLEGED THEY WERE NOT INFORMED OF THE ADDITIONAL FEES ASSOCIATED WITH NEW VARIABLE ANNUITY PURCHASES IN MAY 2011 AND SEPTEMBER 2011.
Settlement Amount: $7,337.00

Date: January 18, 2011
Category: Financial
Type: Bankruptcy
Broker Comment: N/A

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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