DAVID FOSTER HUISINGA is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 17011 Beach Blvd, #800, Huntington Beach, CA, 92647.
DAVID FOSTER HUISINGA has worked at LPL FINANCIAL LLC since November 29, 2017
Disclosure History
DAVID FOSTER HUISINGA has 1 Disclosure Event(s).
Date: December 12, 2011 Category: Customer Dispute Allegations: CLAIMANT ALLEGES ANNUITY NOT SUITABLE AND THAT WITHDRAWAL LIMITATIONS WERE NOT DISCLOSED Damage Amount Requested: $32,171.37 Broker Comment: RECOMMENDATION WAS SUITABLE. THE CLIENT SUBSTANTIALLY CHANGED THEIR MONTHLY INCOME NEEDS MONTHS AFTER INITIAL IMPLEMENTATION MEETING. NO DISCIPLINARY ACTIONS WERE IMPOSED BY NPC BECAUSE THEY FOUND TRADE TO BE SUITABLE.
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